At Petersen Investments your investment experience will be enhanced by our commitment to providing a wealth of knowledge, trust, and the highest level of professionalism available. For over a decade, we have emerged as a stable investment firm that has played an important role in the investment community. Helping our clients attain their wealth objectives remains our number one focus. From securities and asset management, to annuities and insurance, your financial professional can select from a complete array of products and services to meet your investment strategies and goals.
Products
Stocks
Listed
OTC
Options
ADRs
Convertibles/Preferred
Bonds
Corporate
Euro
Government and Agency
Municipal
Zero Coupon
Mutual funds
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HERE]
Unit Investment Trusts
Money Market Investment
Annuities
Fixed and Variable
Insurance
Other accounts
Asset Management
Cash Management
Certificates of Deposit
Wrap Fee Accounts
Checking/Check Writing/VISA
- checking programs with no per check fee including a no-fee basic checking
Services
Estate Planning
Investment Advisory Services
Sophisticated strategies for high net worth clientele
Equity collars
Exercising employee stock options
Restricted stock
Hedging solutions
Managed investment banking deals resulting in
Credit facilities
Other strategic business plans
Account Protection
On behalf of Petersen Investments, Inc., Pershing provides account protection for the total net equity of your securities positions and cash in your account. Of that total, the Securities Investor Protection Corporation (SIPC) provides $500,000 of net equity protection, including $100,000 for claims for cash awaiting reinvestment (SIPC protection). Pershing provides the additional protection (excess SIPC) on the same terms as SIPC through a commercial insurer. The commercial insurer, through which Pershing provides excess SIPC, is Customer Asset Protection Company (CAPCO), a licensed New York insurer. Account protection applies when a SIPC member firm fails financially and is unable to meet obligations to securities clients but it does not protect against losses from the rise and fall in the market value of investments.
Our clients have free access to view the activity in their accounts on a real-time basis, as well as charts and stock quotes.
Petersen Investments Inc. is a family owned, full-service brokerage dedicated to providing investment professionals the flexibility, resources and expertise needed to grow their business in today’s dynamic environment. We were founded in 1997 with the belief that innovative technology, superior service and expert compliance are essential to helping you achieve growth in today’s complex regulatory environment.
We are proud of our 100% retention rate for those who choose to join us. Petersen Investments welcomes a wide range of investment professionals, from young talent with $250,000 to $500,000 in production looking to grow their business to seasoned professionals with large portfolios who may be interested in succession planning. Mostly, Petersen Investments is looking for those seeking a better working environment, who believe the client is number one, and those who are looking for the backing and support of a strong, dependable team.
At Petersen Investments you will find
- the independence you are seeking
- a great working environment made up of talented and dedicated professionals
- access to the same investment products and solutions offered at the larger firms and at a competitive price
- support in the philosophy that the client comes first and that the client’s satisfaction is the number one priority
- increased payouts through our competitive benefits and compensations plans
- the ability to grow your business by leveraging our full suite of investment solutions, innovative technology, and practice management resources.
- execution through Pershing, LLC, a subsidiary of Bank of New York Mellon
- exemplary standing with Self Regulating Organizations (SRO) and strong compliance expertise
- a comprehensive transition program and 100% investment professional retention
- E&O Insurance